Kapitalmarktrecht
Kurs ID
LAW303
Art des Kurses
BSc Kurs
Wochenstunden
2,0
ECTS
3.0
Semester
HS 2020
Vortragssprache
Englisch
Vortragende/r
Dr. Alma Pekmezovic
Bitte beachten Sie, dass AustauschstudentInnen im BSc-Programm der WHU eine höhere Anzahl an Credits erwerben als hier aufgeführt. Für weitere Informationen wenden Sie sich bitte direkt an das [International Relations Office].
Kursinhalt
The course will unfold the complexity of modern capital markets. The main focus lies on different market participants (issuers; investors; intermediaries as financial analysts and rating agencies) and enforcement-concepts (supervision by national authorities; administrative penals; private enforcement).
The course covers disclosure obligations stipulated by capital markets law concerning inside information, director' dealings, transparency of major shareholdings and financial instruments. Further, market manipulation and insider dealing will be discussed as well as certain market participants such as banks, financial analysts, credit rating agencies and investment firms. Finally, competences of national and European supervisory authorities will be covered.
Termine
| Date | Time |
|---|---|
| Monday, 02.11.2020 | 15:30 - 18:45 |
| Tuesday, 03.11.2020 | 08:00 - 11:15 |
| Monday, 09.11.2020 | 15:30 - 18:45 |
| Tuesday, 10.11.2020 | 08:00 - 11:15 |
| Monday, 16.11.2020 | 15:30 - 18:45 |
| Tuesday, 17.11.2020 | 08:00 - 11:15 |
Literatur
Veil, European Capital Markets Law, 2nd ed, 2017; Gesetzestexte zum BörsG, WpPG, WpHG und der einschlägigen Ausführungsverordnungen, z.B.: Kapitalmarktrecht, 4. Aufl. 2017, Beck-Verlag.
Lernmethoden
Vorlesung
Art der Prüfung
Klausur
Umfang
90